Neil Duncan

Senior Director, Investment Specialist

Neil Duncan is a senior director, investment specialist responsible for supporting the distribution efforts within the retirement, mutual fund, and variable annuity platforms. He has over 20 years of experience in the financial services industry, having previously worked at Transamerica, Principal Asset Management, Infusive Asset Management and Charles Schwab & Co. Neil has considerable experience supporting mutual funds, variable annuities and retirement plans in the wire houses, broker-dealers, RIAs, bank, and family office channels. He has experience with equities and fixed income asset classes. Neil has been in the industry since 1999 and joined the firm and its affiliates in 2022.  Neil received his BA from Drake University. He maintains his 7, 24, 63 and 65 FINRA securities licenses